| 13-01667 | 02/10/2015 | Claimant(s): John Frencl
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Lisa Shusterman, Coleman Robert Perry, Billy G. Hopkins
Hearing Site: Louisville, KY
|  | Expungement |
| 13-01538 | 09/19/2014 | Claimant(s): The Estate of Mary Elise Anderson
Claimant Lawyers(s): Alan R. Perry
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Bill Swinford, Randall S. Strause, Billy G. Hopkins
Hearing Site: Louisville, KY
| | $0 |
| 08-03514 | 01/13/2012 | Claimant(s): Thomas Gorter
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Sonia E. O'Donnell
Arbitrator(s): David W. Stanton, Billy G. Hopkins, John Keith Benson
Hearing Site: Louisville, KY
| | |
| 08-04884 | 05/12/2010 | Claimant(s): Anne Young, Robert Young
Claimant Lawyers(s): Charles C. Mihalek
Respondent(s): Morgan Keegan & Company., Robert Brewer
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Richard B. Lewis, Billy G. Hopkins, James Douglas Wilbanks
Hearing Site: Louisville, KY
| | $0 |
| 08-01764 | 02/05/2010 | Claimant(s): Kenneth A. Schwieterman
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Charles Schwab & Co.., Thompson Investment Advisors.
Respondent Lawyers(s): Matthew F. Coogle, Philip A. McLeod
Arbitrator(s): Frederick W. Snyder, R. Van Young, Billy G. Hopkins
Hearing Site: Louisville, KY
| | $0 |
