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FINRA Awards for Richard B. Lewis

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0404504/08/2013Claimant(s): Douglas Osburn
Claimant Lawyers(s): Laura E. Landenwich
Respondent(s): Chad Miller, David Taggart, Touchtrade.com.
Respondent Lawyers(s): Chad Eugene Miller, David Christopher Taggart
Arbitrator(s): Richard B. Lewis, Jan M. West, James Douglas Wilbanks
Hearing Site: Louisville, KY
Checkmark Icon$0
11-0193707/20/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Bradley Barnett
Respondent Lawyers(s): M. Tyler Reynolds
Arbitrator(s): Richard B. Lewis
Hearing Site: Louisville, KY
11-0191910/28/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Mark Nickels
Respondent Lawyers(s): Mark McMurray Nickels
Arbitrator(s): Richard B. Lewis
Hearing Site: Nashville, TN
10-0474807/27/2011Claimant(s): Joseph Roe
Claimant Lawyers(s): D. Daxton White
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Richard B. Lewis
Hearing Site: Indianapolis, IN
Checkmark Icon$425
09-0036308/20/2010Claimant(s): C. Nelson, Jonathan Daniels, Linda Nelson
Claimant Lawyers(s): William W. Allen
Respondent(s): Jeff Garstka, Myron Schneidt
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Allan Weiss, Richard B. Lewis, Jarrett Andrew Jacobs
Hearing Site: Louisville, KY
Checkmark Icon$1,152,300
08-0488405/12/2010Claimant(s): Anne Young, Robert Young
Claimant Lawyers(s): Charles C. Mihalek
Respondent(s): Morgan Keegan & Company., Robert Brewer
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Richard B. Lewis, Billy G. Hopkins, James Douglas Wilbanks
Hearing Site: Louisville, KY
Checkmark Icon$0

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