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FINRA Awards for Robert Young

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0164012/06/2016Claimant(s): Bonnie Shepherd, Holton Shepherd, Robert Young, 109 U Pull It. Robert C. Young, Holton & Bonnie Shepherd
Claimant Lawyers(s): Patricia L. Vannoy, Ryon M. McCabe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Richard S. Zaifert, Lynne T. Albert, Richard James Igou
Hearing Site: Raleigh, NC
Checkmark Icon$119,177
08-0488405/12/2010Claimant(s): Anne Young, Robert Young
Claimant Lawyers(s): Charles C. Mihalek
Respondent(s): Morgan Keegan & Company., Robert Brewer
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Richard B. Lewis, Billy G. Hopkins, James Douglas Wilbanks
Hearing Site: Louisville, KY
Checkmark Icon$0
08-0191109/24/2009Claimant(s): Robert Young
Claimant Lawyers(s): Robert C. Young
Respondent(s): Charles Teixeira, John Loughran, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason D. Lane
Arbitrator(s): Earl S. Schwarz, Irene C. Warshauer, James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$0
08-0191009/17/2009Claimant(s): Robert Young
Claimant Lawyers(s): Robert C. Young
Respondent(s): Charles Teixeira, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Corin R. Swift
Arbitrator(s): Judith C. Zerden, Jacob Aschkenasy, Matthew Loguercio
Hearing Site: New York, NY
Checkmark Icon$0

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