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FINRA Awards for Ryon M. McCabe

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0164012/06/2016Claimant(s): Bonnie Shepherd, Holton Shepherd, Robert Young, 109 U Pull It. Robert C. Young, Holton & Bonnie Shepherd
Claimant Lawyers(s): Patricia L. Vannoy, Ryon M. McCabe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Richard S. Zaifert, Lynne T. Albert, Richard James Igou
Hearing Site: Raleigh, NC
Checkmark Icon$119,177
15-0030408/19/2016Claimant(s): Jacob Zabara, Zabara Family 2012 Irrevocable Trust UAD
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Diane M. Perry, Roy B. Gonas, Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark Icon$218,600
12-0188006/24/2013Claimant(s): Andrea McMillan, Estate of Joan McMillan
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): Brent Deviney
Respondent Lawyers(s): Brent K. Deviney
Arbitrator(s): Carl Shechter, William R. Alheim, Will Murphy
Hearing Site: Boca Raton, FL
Checkmark Icon$983,199
08-0427404/19/2010Claimant(s): Joshua Lowe
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): D. Daxton White
Arbitrator(s): Horace A. Andrews, David F. Simon, Dennis R. Sullivan
Hearing Site: Tampa, FL
08-0036309/24/2009Claimant(s): Mr. Robert J. Kraus
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): Christopher Fluehr, Suntrust Investment Services.
Respondent Lawyers(s): Richard H. Bergman
Arbitrator(s): Steven A. Hurst, Thomas Anthony Van Tiem, Mauricio Arcadier
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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