| 10-00888 | 03/07/2012 | Claimant(s): William Schumacher
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Patricia Gunn, Thomas R. Carlsen, Dennis R. Sullivan
Hearing Site: Tampa, FL
| | |
| 10-03511 | 10/04/2011 | Claimant(s): Angela Allen, Christopher Allen, Angela Allen IRA, Christopher M. Allen IRA
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Thinkorswim.
Respondent Lawyers(s): Howard J. Kaplan
Arbitrator(s): Diana A. Weiner, Dennis R. Sullivan, Charles W. Lavender
Hearing Site: Tampa, FL
|  | $228,000 |
| 08-04274 | 04/19/2010 | Claimant(s): Joshua Lowe
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): D. Daxton White
Arbitrator(s): Horace A. Andrews, David F. Simon, Dennis R. Sullivan
Hearing Site: Tampa, FL
| | |
| 07-02624 | 12/26/2008 | Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
| | |
