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FINRA Awards for Peak Securities Corporation

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0506411/01/2010Claimant(s): Diane Reynolds
Claimant Lawyers(s): Richard De Vita
Respondent(s): David Dube, Peak Securities Corporation
Respondent Lawyers(s): David W. Dube, David Dube
Arbitrator(s): Debra G. Speyer, Kathleen K. Murphy, Peter L. Marco
Hearing Site: Philadelphia, PA
Checkmark Icon$450,330
10-0162905/10/2010Claimant(s): Marilyn Hazell
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Peak Securities Corporation
Respondent Lawyers(s): David W. Dube
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Orlando, FL
Checkmark Icon$400,000
08-0452012/14/2009Claimant(s): Jeffrey Howes
Claimant Lawyers(s): Mark D Chester
Respondent(s): Peak Securities Corporation
Respondent Lawyers(s): David W. Dube
Arbitrator(s): Charles W. Herf
Hearing Site: Phoenix, AZ
08-0400608/26/2009Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Chad Weaver
Respondent(s): Gregg Mulholland, Bruin Industries.
Respondent Lawyers(s): Irving M. Einhorn
Arbitrator(s): Elliott David Finkel, Dennis A. Torres, Randall N. Kirk
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0262412/26/2008Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
07-0355912/26/2008Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Amber D. Cushing
Respondent(s): Timothy North
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty
Hearing Site: Clearwater, FL

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