| 18-01805 | 08/27/2020 | Claimant(s): Atlantic Vue Towers., E.A.R.E. Corp., Coral Gables Trust Company
Claimant Lawyers(s): Kenneth Catanzarite
Respondent(s): Cindy Briggs, David Bernstein, Donald Gunn, Frederick Kraus, Richard Frueh, Richard Nummi
Respondent Lawyers(s): Burton W. Wiand, Cindy Susan Briggs, David H. Jarvis, David John Bernstein, Frederick Oscar Kraus, Richard Mark Nummi
Arbitrator(s): John Richard Lynch, Will Murphy, Christopher J. Klein
Hearing Site: Miami, FL
|  | $0 |
| 18-04192 | 08/12/2019 | Claimant(s): Kenneth Ebbe
Claimant Lawyers(s): John A. Mangones
Respondent(s): Donald Gunn, Richard Frueh, Leerink Partners LLC
Respondent Lawyers(s): Burton W. Wiand, David H. Jarvis, Lloyd S. Clareman
Arbitrator(s): Howard N. Gorney, Gene M. Bauer, Peter M Cosel
Hearing Site: Boston, MA
| | Dismissed by Rule 12206/12504 |
| 13-00792 | 08/19/2014 | Claimant(s): Frank Maglio, Kathryn Maglio, Frank P. Maglio IRA
Claimant Lawyers(s): William B. Young
Respondent(s): SII Investments.
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Stuart K. Furman, Colleen Rotella, Stanley Warren Plappert
Hearing Site: Orlando, FL
| | Expungement |
| 10-05119 | 09/11/2012 | Claimant(s): Estate of Richard Greenfield, Anna Greenfield Trust
Claimant Lawyers(s): Anthony J. Hartman
Respondent(s): Bradley Schlang, David Spinar, Debra Hansen, Dennis King, Douglas Fehr, James Heeney, James Nagengast, Jay Idt, Securities America., Kevin Miller, Lamar Jones, Michael Perlmuter, Pamela Wertheim, Randy Schneider, Scott Cross, Scott Hoyt, Steven Mcwhorter, W. Cross, Securities America Advisors.
Respondent Lawyers(s): Burton W. Wiand, Gregory S. Kaufman
Arbitrator(s): Robert G. Conway, Gregory P. Szuter, Leroy Burton Parks
Hearing Site: Cleveland, OH
| | Expungement |
| 09-06706 | 04/05/2012 | Claimant(s): Monica Boniadi, Robert Boniadi
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): David Vaughan, Debra Hansen, Donald Froude, Doreen Griffith, Gayle Parsons, Gregg Johnson, Ameriprise Financial Services., James Heeney, James Nagengast, Securities America., Kevin Miller, Kirk Hulett, Lamar Jones, Leon Johnson, Pamela Wertheim, Paul Huerter, Paul Lofties, Steven Mcwhorter, Terrance Dewald, Theresa James, et al
Respondent Lawyers(s): Bruce M. Bettigole, Bryan M. Ward, Burton W. Wiand, Gregory S. Kaufman
Arbitrator(s): Lester G. Stiel, Thomas J. Doherty, Mary Elizabeth Geerdes
Hearing Site: San Diego, CA
| | Expungement |
| 07-01272 | 11/11/2009 | Claimant(s): Billy House, Curley Bernard, David Gallien, George Terry, Gordie Greening, Gregory Bonnett, Judy Casey, Linda Corley, Michael Gilcrease, Roger House
Claimant Lawyers(s): Lee Bowie
Respondent(s): ENTERED IN ERROR, Gregory Hildebrand, Peter Dahlstrom, Intersecurities.
Respondent Lawyers(s): Burton W. Wiand, Katherine C. Donlon, Lee Bowie
Arbitrator(s): Nicole T. LeBoeuf, James W. Kerr, Larry N. Quinn
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
| 07-03559 | 12/26/2008 | Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Amber D. Cushing
Respondent(s): Timothy North
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty
Hearing Site: Clearwater, FL
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