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FINRA Awards for Richard Frueh

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0180508/27/2020Claimant(s): Atlantic Vue Towers., E.A.R.E. Corp., Coral Gables Trust Company
Claimant Lawyers(s): Kenneth Catanzarite
Respondent(s): Cindy Briggs, David Bernstein, Donald Gunn, Frederick Kraus, Richard Frueh, Richard Nummi
Respondent Lawyers(s): Burton W. Wiand, Cindy Susan Briggs, David H. Jarvis, David John Bernstein, Frederick Oscar Kraus, Richard Mark Nummi
Arbitrator(s): John Richard Lynch, Will Murphy, Christopher J. Klein
Hearing Site: Miami, FL
Checkmark Icon$0
18-0419208/12/2019Claimant(s): Kenneth Ebbe
Claimant Lawyers(s): John A. Mangones
Respondent(s): Donald Gunn, Richard Frueh, Leerink Partners LLC
Respondent Lawyers(s): Burton W. Wiand, David H. Jarvis, Lloyd S. Clareman
Arbitrator(s): Howard N. Gorney, Gene M. Bauer, Peter M Cosel
Hearing Site: Boston, MA
Checkmark IconDismissed by Rule 12206/12504
05-0455403/24/2008Claimant(s): David McCoy, GunnAllen Holdings.
Claimant Lawyers(s): Richard A. Roth, William J. Schifino
Respondent(s): Bradley Fay, Donald Gunn, Richard Frueh, Richard Nummi, Gunnallen Financial., McCoy Rep Services.
Respondent Lawyers(s): Richard A. Roth, Robert W. Boos, William J. Schifino
Arbitrator(s): John Steve Azadian, William E. Nodine, Kenneth R. Starr
Hearing Site: Tampa, FL

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