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FINRA Awards for John Richard Lynch

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0327302/26/2021Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Richard F. Lubarsky
Respondent(s): Gina Adly
Respondent Lawyers(s): Gina Adly
Arbitrator(s): John Richard Lynch
Hearing Site: Boca Raton, FL
18-0180508/27/2020Claimant(s): Atlantic Vue Towers., E.A.R.E. Corp., Coral Gables Trust Company
Claimant Lawyers(s): Kenneth Catanzarite
Respondent(s): Cindy Briggs, David Bernstein, Donald Gunn, Frederick Kraus, Richard Frueh, Richard Nummi
Respondent Lawyers(s): Burton W. Wiand, Cindy Susan Briggs, David H. Jarvis, David John Bernstein, Frederick Oscar Kraus, Richard Mark Nummi
Arbitrator(s): John Richard Lynch, Will Murphy, Christopher J. Klein
Hearing Site: Miami, FL
Checkmark Icon$0
16-0170305/23/2017Claimant(s): Camille Burns, Kevin Burns
Claimant Lawyers(s): Ken Abele
Respondent(s): Wells Fargo Advisors, Ameriprise Financial Services., Steven Levin
Respondent Lawyers(s): Demian J. Betz, Edward Walton
Arbitrator(s): John Richard Lynch
Hearing Site: Miami, FL
Checkmark IconExpungement
14-0003708/25/2014Claimant(s): Francisco Pascual
Claimant Lawyers(s): Francisco Pascual
Respondent(s): Beta Capital Management, L.P.
Respondent Lawyers(s): Robert T. Kofman
Arbitrator(s): John Richard Lynch
Hearing Site: Miami, FL
12-0318711/25/2013Claimant(s): James Walsh
Claimant Lawyers(s): James M. Walsh
Respondent(s): Jeffrey Briggs, Mitchell Pizzirusso, Capitol Securities Management.
Respondent Lawyers(s): Janet K. DeCosta
Arbitrator(s): John Richard Lynch
Hearing Site: Buffalo, NY
Checkmark Icon$0
11-0263003/22/2012Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Michelle Young
Respondent(s): Kimberly Herkert and John Herkert, Jr.
Respondent Lawyers(s): Kimberly Herkert
Arbitrator(s): John Richard Lynch
Hearing Site: Albany, NY
Checkmark Icon$0
09-0691403/08/2011Claimant(s): Edwin Christensen
Claimant Lawyers(s): Richard D. De Vita
Respondent(s): Rocco Mongelli
Respondent Lawyers(s): Robert Bertsch
Arbitrator(s): John Richard Lynch
Hearing Site: Albany, NY
Checkmark IconStipulated Award
08-0135607/21/2010Claimant(s): Dorene Dorn
Claimant Lawyers(s): Dorene K. Dorn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): John Richard Lynch, Kenneth Dymond, Brian F. Mumford
Hearing Site: Albany, NY
08-0056803/20/2009Claimant(s): The TTees of the Masonic Hall and Asylum
Claimant Lawyers(s): Brian J. Butler
Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew C. Applebaum
Arbitrator(s): Brian J. Burstin, Dale S. Cronnell, John Richard Lynch
Hearing Site: Albany, NY
Checkmark Icon$30,600,600

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