| 23-03614 | 06/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Brian Chicas
Respondent Lawyers(s): Brian Ariel Chicas
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 23-02557 | 04/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Leibish Schwartz
Respondent Lawyers(s): Leibish Schwartz
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 22-01428 | 05/26/2023 | Claimant(s): Carolina Tanjutco
Claimant Lawyers(s): Carolina Tanjutco
Respondent(s): NYLife Securities LLC, New York Life Insurance Company
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Carol Maria Luttati, Abigail R. Levy
Hearing Site: New York, NY
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| 21-01391 | 12/13/2022 | Claimant(s): Christine Bourdelais
Claimant Lawyers(s): Christine Callie Bourdelais
Respondent(s): NYLife Securities LLC, NY Life Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Michael J. Ahlstrom, Lawrence M. Barnes, Catherine Esther Bocskor
Hearing Site: Norfolk, VA
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| 19-02034 | 04/26/2022 | Claimant(s): Michael Arnheiter
Claimant Lawyers(s): Thomas N O'Connor
Respondent(s): Kenneth Kitchin, NYLife Securities LLC, New York Life Insurance Company, New York Life Insurance and Annuity Corp
Respondent Lawyers(s): Ralph T. Lepore, III
Arbitrator(s): Robert J. Ambrogi, Sharon L. Monroe, Joseph Edward Riley
Hearing Site: Boston, MA
|  | Expungement |
| 19-00675 | 04/26/2022 | Claimant(s): George Fayezishk
Claimant Lawyers(s): Brian Heller. Esq
Respondent(s): Richard Simonetti, New York Life Insurance Company
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Cheryl H. Agris, Andrew M. Schmertz, Howard Alan Grinsberg
Hearing Site: New York, NY
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| 20-03273 | 02/26/2021 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Richard F. Lubarsky
Respondent(s): Gina Adly
Respondent Lawyers(s): Gina Adly
Arbitrator(s): John Richard Lynch
Hearing Site: Boca Raton, FL
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| 19-02615 | 08/26/2020 | Claimant(s): John Melchior
Claimant Lawyers(s): Michael B. Ranis
Respondent(s): New York Life Insurance Company
Respondent Lawyers(s): Michael Banks
Arbitrator(s): Robert J. Kheel, Michael S. Lazan, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
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| 17-00718 | 09/20/2018 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Richard F. Lubarsky
Respondent(s): Jonathan Ayer, Karley Carto, Luis Decastro
Respondent Lawyers(s): Barton E. Centauro, Richard F. Lubarsky
Arbitrator(s): Patrick R. Westerkamp, Karen Kupersmith, Michael Jonathan Chazan
Hearing Site: Providence, RI
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| 16-01561 | 01/29/2018 | Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): NYLife Securities LLC, Christopher Cuneo, Daniel Frazier, David Ponder, James Robertson, Joseph Lapietra, Noel Kellert, Pragnesh Bhatt, Satchie Carvounis, Scott Potoma, Scotty Reedy, New York Life Insurance Company
Respondent Lawyers(s): Brandon J. Brigham, Jeffrey A. Sturgeon
Arbitrator(s): Evelyn D. Pisegna-Cook, Olivia Milbank Farrar, Valencia Renae Rainey
Hearing Site: Washington, DC
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