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FINRA Awards for Lawrence M. Barnes

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0139112/13/2022Claimant(s): Christine Bourdelais
Claimant Lawyers(s): Christine Callie Bourdelais
Respondent(s): NYLife Securities LLC, NY Life Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Michael J. Ahlstrom, Lawrence M. Barnes, Catherine Esther Bocskor
Hearing Site: Norfolk, VA
10-0118711/21/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): David H. Brodie
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Peter Meyer
Arbitrator(s): Bonnie K. Wachtel, Neil T. Treger, Lawrence M. Barnes
Hearing Site: Washington, DC
08-0193612/23/2008Claimant(s): Dale Wright
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Joan Eades
Respondent Lawyers(s): Joan G. Eades
Arbitrator(s): Robert Charkovsky, Michael P. Falzone, Lawrence M. Barnes
Hearing Site: Richmond, VA
Expungement

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