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FINRA Awards for Joseph Lapietra

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0156101/29/2018Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): NYLife Securities LLC, Christopher Cuneo, Daniel Frazier, David Ponder, James Robertson, Joseph Lapietra, Noel Kellert, Pragnesh Bhatt, Satchie Carvounis, Scott Potoma, Scotty Reedy, New York Life Insurance Company
Respondent Lawyers(s): Brandon J. Brigham, Jeffrey A. Sturgeon
Arbitrator(s): Evelyn D. Pisegna-Cook, Olivia Milbank Farrar, Valencia Renae Rainey
Hearing Site: Washington, DC
10-0226403/23/2011Claimant(s): Michael Turek
Claimant Lawyers(s): Michael G Turek
Respondent(s): Joseph Lapietra
Respondent Lawyers(s): Leo G. Rydzewski
Arbitrator(s): Daniel T. McHugh, Michael J. Henke, Alan Robert Malasky
Hearing Site: Baltimore, MD

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