Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01561 | 01/29/2018 | Claimant(s): Thomas Howes Claimant Lawyers(s): Thomas W. Howes Respondent(s): NYLife Securities LLC, Christopher Cuneo, Daniel Frazier, David Ponder, James Robertson, Joseph Lapietra, Noel Kellert, Pragnesh Bhatt, Satchie Carvounis, Scott Potoma, Scotty Reedy, New York Life Insurance Company Respondent Lawyers(s): Brandon J. Brigham, Jeffrey A. Sturgeon Arbitrator(s): Evelyn D. Pisegna-Cook, Olivia Milbank Farrar, Valencia Renae Rainey Hearing Site: Washington, DC | ||
| 09-01364 | 08/25/2011 | Claimant(s): Debra Swann Claimant Lawyers(s): Debra Swann Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Christopher Wilson Arbitrator(s): M. Michael Cramer, Brenda J. Stovall, Evelyn D. Pisegna-Cook Hearing Site: Baltimore, MD |  | $30,000 |