Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02792 | 06/15/2021 | Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 19-00454 | 10/02/2019 | Claimant(s): Mark Ring Claimant Lawyers(s): Matt E. Wolper Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): Anton L. Hasenkampf Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 18-04383 | 09/12/2019 | Claimant(s): Todd Mitchell Claimant Lawyers(s): Daniel J. Donovan Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 18-03809 | 08/22/2019 | Claimant(s): Ashley Pagartanis Claimant Lawyers(s): Ashley Pagartanis Respondent(s): Lombard Securities Incorporated Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Brenda J. Stovall, Steven Irving Platt, George Thomas Doran Hearing Site: Baltimore, MD | ||
| 18-00961 | 03/26/2019 | Claimant(s): Jerrold Beck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GWN Securities Inc. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 18-00952 | 08/16/2018 | Claimant(s): Ganpu Ying Claimant Lawyers(s): Ganpu Ying Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD |  | $0 |
| 17-01410 | 01/24/2018 | Claimant(s): Kari March Claimant Lawyers(s): Dana Sirkis Gloor Respondent(s): Coastal Equities. Respondent Lawyers(s): Frank Skinner Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 17-00447 | 11/15/2017 | Claimant(s): Brett Clifford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 14-00147 | 03/04/2015 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Timothy Feil Respondent(s): Frank Sliwinski Respondent Lawyers(s): Frank Sliwinski Arbitrator(s): C. Gregory Ellison, Brenda J. Stovall, Tina E. Patterson Hearing Site: Baltimore, MD | Expungement | |
| 13-02238 | 11/04/2014 | Claimant(s): Allan Pinkus Claimant Lawyers(s): Daniel M. Kennedy Respondent(s): James Furnary Respondent Lawyers(s): Irving Greenberg Arbitrator(s): Nancy E. Watters, Brenda J. Stovall, Margaret Ann Dubil Hearing Site: Baltimore, MD |