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FINRA Awards for Kathie Okun

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0279206/15/2021Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
20-0279105/21/2021Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD

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