| 23-02758 | 06/28/2024 | Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
| | |
| 22-01470 | 05/10/2023 | Claimant(s): Jordan Varela
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: San Diego, CA
| | |
| 20-00562 | 08/30/2021 | Claimant(s): Aaron Coppelson, Nightingale NY1 LLC
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Elad Rahamim, Wells Fargo Clearing Services
Respondent Lawyers(s): Daniel J. Donovan, Esther E. Cho
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
|  | Expungement |
| 19-03115 | 05/14/2021 | Claimant(s): Carole Rauf
Claimant Lawyers(s): Carole Dill Rauf
Respondent(s): T. Rowe Price Investment Services., Jennifer Farmer, Romelio Flores
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Lawrence W. Arness
Hearing Site: Cincinnati, OH
| | $2,467 |
| 20-01081 | 09/24/2020 | Claimant(s): Charles Laubach
Claimant Lawyers(s): Charles Laubach
Respondent(s): Chapin Davis
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | |
| 18-04383 | 09/12/2019 | Claimant(s): Todd Mitchell
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
| | |
| 18-04193 | 06/03/2019 | Claimant(s): Charles Laubach
Claimant Lawyers(s): Charles Laubach
Respondent(s): Chapin Davis.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Brian Charles Parker
Hearing Site: Baltimore, MD
| | |
| 17-01260 | 10/31/2017 | Claimant(s): Charles Fuller
Claimant Lawyers(s): Charles Daniel Fuller
Respondent(s): T. Rowe Price Investment Services.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Baltimore, MD
| | |
| 16-03301 | 10/20/2017 | Claimant(s): Charles Koontz
Claimant Lawyers(s): Clinton Barkdoll
Respondent(s): Bernice Schick, David Holman, Don Coldsmith, Nelson Hoachlander, Edward Jones, Randall Koontz
Respondent Lawyers(s): Alexandra M. Sipe, Bernice Schick, Daniel J. Donovan, Nelson L. Hoachlander
Arbitrator(s): John H Adair, Laura A. Kaster, Thomas James Hirsch
Hearing Site: Baltimore, MD
| | $34,011 |
| 15-02609 | 06/23/2017 | Claimant(s): Todd Clay
Claimant Lawyers(s): Jonathan LA Phillips
Respondent(s): Chapin, Davis
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Joseph R. Soraghan, Matthew Patrick McCauley, Robert Stewart Barney
Hearing Site: St. Louis, MO
| | |
