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FINRA Awards for Daniel J. Donovan

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Displaying 10 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0000809/03/2024Claimant(s): Leo Delancey, Scott Kimball
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): David Dahill, Realized Financial.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Cynthia Cashman Makin
Hearing Site: San Diego, CA
Checkmark IconExpungement
23-0275806/28/2024Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
22-0147005/10/2023Claimant(s): Jordan Varela
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: San Diego, CA
20-0056208/30/2021Claimant(s): Aaron Coppelson, Nightingale NY1 LLC
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Elad Rahamim, Wells Fargo Clearing Services
Respondent Lawyers(s): Daniel J. Donovan, Esther E. Cho
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
19-0311505/14/2021Claimant(s): Carole Rauf
Claimant Lawyers(s): Carole Dill Rauf
Respondent(s): T. Rowe Price Investment Services., Jennifer Farmer, Romelio Flores
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Lawrence W. Arness
Hearing Site: Cincinnati, OH
Checkmark Icon$2,467
20-0108109/24/2020Claimant(s): Charles Laubach
Claimant Lawyers(s): Charles Laubach
Respondent(s): Chapin Davis
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
18-0438309/12/2019Claimant(s): Todd Mitchell
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
18-0419306/03/2019Claimant(s): Charles Laubach
Claimant Lawyers(s): Charles Laubach
Respondent(s): Chapin Davis.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Brian Charles Parker
Hearing Site: Baltimore, MD
17-0126010/31/2017Claimant(s): Charles Fuller
Claimant Lawyers(s): Charles Daniel Fuller
Respondent(s): T. Rowe Price Investment Services.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Baltimore, MD
16-0330110/20/2017Claimant(s): Charles Koontz
Claimant Lawyers(s): Clinton Barkdoll
Respondent(s): Bernice Schick, David Holman, Don Coldsmith, Nelson Hoachlander, Edward Jones, Randall Koontz
Respondent Lawyers(s): Alexandra M. Sipe, Bernice Schick, Daniel J. Donovan, Nelson L. Hoachlander
Arbitrator(s): John H Adair, Laura A. Kaster, Thomas James Hirsch
Hearing Site: Baltimore, MD
Checkmark Icon$34,011

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