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FINRA Awards for Carole Rauf

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0311505/14/2021Claimant(s): Carole Rauf
Claimant Lawyers(s): Carole Dill Rauf
Respondent(s): T. Rowe Price Investment Services., Jennifer Farmer, Romelio Flores
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Lawrence W. Arness
Hearing Site: Cincinnati, OH
Checkmark Icon$2,467

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