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FINRA Awards for Dana Sirkis Gloor

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0307705/14/2020Claimant(s): Mauricio Contreras Pallares
Claimant Lawyers(s): Mauricio Contreras Pallares
Respondent(s): Electronic Transaction Clearing., Mint Global Markets.
Respondent Lawyers(s): Dana Sirkis Gloor, Eli Wishnivetski
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
Checkmark Icon$0
16-0250607/12/2018Claimant(s): Sheldon & Judith Ferkey Revocable Trust
Claimant Lawyers(s): Michael Schaalman
Respondent(s): Judith Ferkey, TD Ameritrade Clearing., Sheldon Ferkey
Respondent Lawyers(s): Dana Sirkis Gloor, Michael Schaalman
Arbitrator(s): David J. Hase, Jonathan B. Gilbert, Susan L. Walker
Hearing Site: Milwaukee, WI
Checkmark Icon$0
17-0141001/24/2018Claimant(s): Kari March
Claimant Lawyers(s): Dana Sirkis Gloor
Respondent(s): Coastal Equities.
Respondent Lawyers(s): Frank Skinner
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
17-0086508/17/2017Claimant(s): Howard Mirvis
Claimant Lawyers(s): Dana Sirkis Gloor
Respondent(s): Legg Mason Investor Services
Respondent Lawyers(s): Gretchen Klebasko
Arbitrator(s): Vicky L. Orem
Hearing Site: Baltimore, MD

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