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FINRA Awards for M. Michael Cramer

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0388603/30/2015Claimant(s): Evelyn Cartrette
Claimant Lawyers(s): Evelyn Faye Cartrette
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sergio Galindo
Respondent Lawyers(s): Regina P. Martorana
Arbitrator(s): C. Gregory Ellison, M. Michael Cramer, George Allen Whitehouse
Hearing Site: Baltimore, MD
Checkmark IconExpungement
12-0131701/07/2014Claimant(s): Jay Gloede
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Ameriprise Financial Services., Paul Pelikan
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): M. Michael Cramer, Mona Koppel Mitnick, Peter H. Goldberg
Hearing Site: Baltimore, MD
Checkmark IconExpungement
09-0136408/25/2011Claimant(s): Debra Swann
Claimant Lawyers(s): Debra Swann
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Wilson
Arbitrator(s): M. Michael Cramer, Brenda J. Stovall, Evelyn D. Pisegna-Cook
Hearing Site: Baltimore, MD
Checkmark Icon$30,000
10-0189706/24/2011Claimant(s): Deborah Gandy
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): M. Michael Cramer, David Paul Clark, Lloyd M. Richardson
Hearing Site: Washington, DC

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