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FINRA Awards for Lloyd M. Richardson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0189706/24/2011Claimant(s): Deborah Gandy
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): M. Michael Cramer, David Paul Clark, Lloyd M. Richardson
Hearing Site: Washington, DC
09-0216505/24/2010Claimant(s): Capitol Securities Management.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Johann Nanayakkara
Respondent Lawyers(s): W. Scott Greco
Arbitrator(s): Kurt Matthew Schwartz, James A. Blalock, Lloyd M. Richardson
Hearing Site: Washington, DC

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