Potomac Analytics' Logo

FINRA Awards for James A. Blalock

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0230211/23/2018Claimant(s): Brandon Gold, Brittany Gold, Nicole Gold, Sandra Gold
Claimant Lawyers(s): Ari Feldman
Respondent(s): Wells Fargo Advisors, Jeffrey Doud, Jeffrey Forche, John Conlisk
Respondent Lawyers(s): John Steven Conlisk, Nuviah Shirazi
Arbitrator(s): James A. Blalock, Peter A. Goldman, Bernard Lieberman
Hearing Site: New York, NY
Checkmark IconExpungement
09-0129007/08/2010Claimant(s): Maury Bronstein, IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher Lazarini
Arbitrator(s): James A. Blalock, Mary E. Woytek, Dineo Coleman Gary
Hearing Site: Memphis, TN
Checkmark Icon$300
09-0216505/24/2010Claimant(s): Capitol Securities Management.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Johann Nanayakkara
Respondent Lawyers(s): W. Scott Greco
Arbitrator(s): Kurt Matthew Schwartz, James A. Blalock, Lloyd M. Richardson
Hearing Site: Washington, DC

3 Results

Display: