FINRA Awards for Regina P. Martorana

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03258	09/09/2015	Claimant(s): Arthur Keith Burch and Lea Burch, JTWROS Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, David Lawrence Rowe Hearing Site: Raleigh, NC		Expungement
12-03886	03/30/2015	Claimant(s): Evelyn Cartrette Claimant Lawyers(s): Evelyn Faye Cartrette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sergio Galindo Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): C. Gregory Ellison, M. Michael Cramer, George Allen Whitehouse Hearing Site: Baltimore, MD		Expungement
11-04183	12/10/2013	Claimant(s): Marques Douglas, Sparkle Douglas Claimant Lawyers(s): Bruce E. Baldinger Respondent(s): Charlene Monts, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Financial Planning Group, Merrill Lynch Life Agency Respondent Lawyers(s): Charlene Denise Monts, Regina P. Martorana Arbitrator(s): Alan L. Berger, Celeste A. Beron, Michael J. Pasquale Hearing Site: Charlotte, NC		Expungement
11-03288	06/13/2013	Claimant(s): Robert E. Faust & Beverley Faust Claimant Lawyers(s): Neil W. Yahn Respondent(s): Christopher Sabatino, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Frederic G. Antoun, Regina P. Martorana Arbitrator(s): Sandra Lee Dolan, Joan M. Smith, Stephan Paul Carrier Hearing Site: Baltimore, MD		Expungement
12-02362	06/13/2013	Claimant(s): Gregory Kiernan Claimant Lawyers(s): Gregory Kiernan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): David L. Binhak, Keely D. Parr, Robert Bartels Hearing Site: New York, NY		$67,254
12-00392	05/29/2013	Claimant(s): Snow Chu Claimant Lawyers(s): Edward H. Glenn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): Kenneth J. Horowitz, Joseph H. Cerame, Peter A. Kiefer Hearing Site: Newark, NJ		Expungement