11-03837 | 02/22/2017 | Claimant(s): Estate of Jerry Castellone, Estate of Jerry Castellone 2 Claimant Lawyers(s): Harvey Jasper, Jonathan A. Stein Respondent(s): Chase Investment Services Corp., Chemical Bank, JP Morgan Chase & Co., JP Morgan Chase Bank & Co., JP Morgan Chase Bank NA Respondent Lawyers(s): Michael J. Charlilo Arbitrator(s): Ted M. Rosen, Joan M. Traub, Peter A. Kiefer Hearing Site: New York, NY
| | $600 |
12-00392 | 05/29/2013 | Claimant(s): Snow Chu Claimant Lawyers(s): Edward H. Glenn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): Kenneth J. Horowitz, Joseph H. Cerame, Peter A. Kiefer Hearing Site: Newark, NJ
| | Expungement |
08-04888 | 10/20/2010 | Claimant(s): Stephen Finkelstein Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): UBS Securities LLC, UBS Global Asset Management (US) Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Earl S. Schwarz, Howard D. Jacob, Peter A. Kiefer Hearing Site: New York, NY
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