| 12-02362 | 06/13/2013 | Claimant(s): Gregory Kiernan
Claimant Lawyers(s): Gregory Kiernan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina P. Martorana
Arbitrator(s): David L. Binhak, Keely D. Parr, Robert Bartels
Hearing Site: New York, NY
|  | $67,254 |
| 10-03380 | 06/13/2012 | Claimant(s): Debra Bryant, Judy Armstrong, Bobby J. Rodgers, Mary S. Rodgers, Harold L. Byars and Betty J. Byars, James R. Howard and Virginia K. Howard, Jerry M. Taylor and Mary H. Taylor, Mary Shaw Rodgers GST Exempt Trust, Mary Shaw Rodgers GST Trust U/W Frances
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Howard W. Shannon, David L. Binhak, Edward J. Lynch
Hearing Site: Birmingham, AL
| | $471,115 |
| 10-01249 | 08/29/2011 | Claimant(s): Lisa Francis
Claimant Lawyers(s): Lisa Melinda Francis
Respondent(s): Bluestone Capital Corporation
Respondent Lawyers(s): Matthew Gohd
Arbitrator(s): David L. Binhak, Daniel Robbins, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 09-01969 | 02/08/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Cliff G. Anderson
Respondent(s): Christian Quege
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): David L. Binhak, Jeffrey G. Sommers, Madelyn A. Levy
Hearing Site: New York, NY
| | |
