| 16-03731 | 02/23/2018 | Claimant(s): Benjamin Morganstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman
Hearing Site: New York, NY
| | |
| 16-01984 | 05/30/2017 | Claimant(s): David Daniels
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel A. Chernov
Arbitrator(s): Jeffrey G. Sommers, William Lee Hemphill, Eric Goldman
Hearing Site: New York, NY
| | |
| 14-03604 | 08/25/2015 | Claimant(s): Mitchell Krevat, Randy Krevat
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Signature Securities Group Corporation
Respondent Lawyers(s): Vincent P. Pozzuto
Arbitrator(s): Jeffrey G. Sommers, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
|  | $0 |
| 12-00508 | 07/24/2014 | Claimant(s): Nohar Sumasar
Claimant Lawyers(s): Brian H. Brick
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson
Hearing Site: New York, NY
| | Expungement |
| 12-02880 | 05/20/2014 | Claimant(s): Betsy Sachs, Brooke Sachs
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Gerard S. Marsan, Jeffrey G. Sommers, Carol Di Natale
Hearing Site: Boston, MA
| | $35,821 |
| 10-00882 | 06/24/2011 | Claimant(s): John Conarpe
Claimant Lawyers(s): Salvatore D. Ferlazzo
Respondent(s): Timothy Bartholomew, Essex National Securities.
Respondent Lawyers(s): Timothy A. Valliere
Arbitrator(s): Jeffrey G. Sommers, Alan K. Bloom, Lewis M. Smith
Hearing Site: Albany, NY
| | $0 |
| 09-01969 | 02/08/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Cliff G. Anderson
Respondent(s): Christian Quege
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): David L. Binhak, Jeffrey G. Sommers, Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 08-02054 | 12/16/2009 | Claimant(s): Peter Hickey
Claimant Lawyers(s): Sean F. O'Shea
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Theodor Brown, Jeffrey G. Sommers, Gelvin L. Stevenson
Hearing Site: New York, NY
| | |
