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FINRA Awards for Matthew J. Tuttle

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0103801/10/2020Claimant(s): Adelle Abdallah, Soraya Abdallah
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Ronald L. Cheney, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
Checkmark Icon$455,000
13-0124808/08/2014Claimant(s): Nicholas Maloof
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): David Ellis, Sandor I. Rabkin, John Francis Markuns
Hearing Site: Boston, MA
Checkmark IconExpungement
12-0411707/25/2014Claimant(s): Joel Haycock
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Detwiler Fenton & Co.
Respondent Lawyers(s): Warren D. Hutchison
Arbitrator(s): Ronald L. Cheney, David Ellis, Thomas C. Tretter
Hearing Site: Boston, MA
Checkmark Icon$952,560
13-0346607/02/2014Claimant(s): ZPR Investment Management.
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Timothy Kebbe
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
Checkmark Icon$35,710
12-0288005/20/2014Claimant(s): Betsy Sachs, Brooke Sachs
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Gerard S. Marsan, Jeffrey G. Sommers, Carol Di Natale
Hearing Site: Boston, MA
Checkmark Icon$35,821

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