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FINRA Awards for Raymond E. Cornelius

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0189712/17/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Geoffrey Murvin
Respondent Lawyers(s): Geoffrey Murvin
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
14-0140809/28/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Douglas Schroeder
Respondent Lawyers(s): Wesley T. Dunaway
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
13-0346607/02/2014Claimant(s): ZPR Investment Management.
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Timothy Kebbe
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
Checkmark Icon$35,710
11-0223806/08/2012Claimant(s): Raymer F. Maguire Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Diana A. Weiner, Raymond E. Cornelius
Hearing Site: Orlando, FL
Checkmark IconExpungement

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