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FINRA Awards for Douglas Schroeder

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0140809/28/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Douglas Schroeder
Respondent Lawyers(s): Wesley T. Dunaway
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL

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