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FINRA Awards for Janelle E. Fulton

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0152301/24/2019Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
16-0185807/21/2017Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Gilbert Rodriguez
Respondent Lawyers(s): Gilbert Anthony Rodriguez
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
15-0002212/02/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Charles Pfeiffer
Respondent Lawyers(s): Charles Pfeiffer
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
15-0265604/22/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Gutner
Respondent Lawyers(s): Robert Lloyd Gutner
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
14-0140809/28/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Douglas Schroeder
Respondent Lawyers(s): Wesley T. Dunaway
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
13-0355401/05/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Hirsch
Respondent Lawyers(s): Robert M. Hirsch
Arbitrator(s): Steven R. Reininger, Debra A. Jenks, Renaldy Jose Gutierrez
Hearing Site: Boca Raton, FL
13-0050606/16/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Steven R. Reininger, Kimberly A. Gilmour, Sandra J. Bakalus
Hearing Site: Boca Raton, FL
12-0008411/22/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Patrick Bray
Respondent Lawyers(s): W. Nelson Kirkland
Arbitrator(s): Thomas R. Carlsen, Kathryn M. Welsh, Terry L. Kors
Hearing Site: Tampa, FL
13-0022807/08/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL

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