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FINRA Awards for Patrick Bray

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0238712/07/2016Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Patrick Bray
Respondent Lawyers(s): Patrick Ryan Bray
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
14-0021608/07/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Patrick Bray
Respondent Lawyers(s): Patrick Ryan Bray
Arbitrator(s): John P. Cullem, John R Kiefner, Oliver J. Janney
Hearing Site: Tampa, FL
12-0008411/22/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Patrick Bray
Respondent Lawyers(s): W. Nelson Kirkland
Arbitrator(s): Thomas R. Carlsen, Kathryn M. Welsh, Terry L. Kors
Hearing Site: Tampa, FL
11-0412908/21/2013Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): Patrick Bray
Respondent Lawyers(s): W. Nerlon Kirkland
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL

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