| 19-01551 | 09/15/2020 | Claimant(s): Hilary L. Shane Revocable Trust
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Seth L. Finkel, Renaldy Jose Gutierrez, John B. Sochacki
Hearing Site: Boca Raton, FL
|  | Settlement |
| 16-03637 | 12/17/2018 | Claimant(s): Andrew Mandala, Eric Abrahams
Claimant Lawyers(s): Seth I. Rubinson
Respondent(s): Raymond, James & Associates., Raymond James Financial.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Gloria O. North, James M. Scutti, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 13-03554 | 01/05/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Hirsch
Respondent Lawyers(s): Robert M. Hirsch
Arbitrator(s): Steven R. Reininger, Debra A. Jenks, Renaldy Jose Gutierrez
Hearing Site: Boca Raton, FL
| | |
| 10-03793 | 05/04/2012 | Claimant(s): Gerardo Gerson, Rivadavia S.A.
Claimant Lawyers(s): Quinn Smith
Respondent(s): UBS Financial Services Inc., Olga Pereira
Respondent Lawyers(s): Andrew Sidman, Jeffrey L. Bernfeld
Arbitrator(s): Jeffrey R. Roth, Renaldy Jose Gutierrez, Alisa Matire
Hearing Site: Miami, FL
| | $0 |
| 10-04687 | 03/29/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Group., Merrill Lynch International Finance
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Thomas Zur
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Kathryn M. Welsh, James Conrad Sankpill, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 10-04099 | 01/20/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Daniel Laiter
Respondent Lawyers(s): Bernard S. Mandler
Arbitrator(s): Bruce K. Isenberg, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 10-01163 | 10/27/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Luis Lopez
Respondent Lawyers(s): Brian Buckstein
Arbitrator(s): Gary M. Landau, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 09-03321 | 05/11/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Richard Lee
Respondent Lawyers(s): Richard Lee
Arbitrator(s): Norman L. Weiss, Marie Paulette Levine, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 09-02462 | 03/25/2010 | Claimant(s): Luis Davidsohn, Roberto Davidsohn, Susana Lea Davidsohn
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Jorge Kalb, Moises Nudel, Paul Weiss, Atlas One Financial Group
Respondent Lawyers(s): Holly R. Skolnick
Arbitrator(s): Linda M. Granata, David Stein, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | $0 |
