| 10-05736 | 12/02/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ilene Barbara Zatkin-Butler, Mitchell S. Friedman, William A. Rome
Hearing Site: New York, NY
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| 12-04118 | 01/08/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Peter Gambee
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Martin H. Zern, Steven J. Brill, David Jeremy Mattana
Hearing Site: New York, NY
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| 12-04119 | 01/06/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): William Gourd
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Mary L. Merkle, Keely D. Parr, Robert Elliot Harrison
Hearing Site: New York, NY
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| 11-01807 | 06/06/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Peter Mullen
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Madelon M. Rosenfeld, Martin Hunger, Ivan W. Harper
Hearing Site: New York, NY
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| 10-04088 | 04/26/2013 | Claimant(s): Lehman Brothers Holdings Inc., as assign
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Mary Kenworthy
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): John N. Polakas, Michelle Jacobowitz Gallagher
Hearing Site: New York, NY
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| 11-03406 | 04/26/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Robert Quinn
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Brian J. Dunn
Hearing Site: Boston, MA
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| 10-04622 | 04/17/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jason Taylor
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Jeff Abrams, Martha Z. Ralstin, David J. Nowacki
Hearing Site: Dallas, TX
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| 10-04635 | 03/04/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Paul Tanner
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Gary W. Pollack, Mark I. Roth, Nikola Bjelajac
Hearing Site: Ft. Lauderdale, FL
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| 10-05737 | 02/11/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Brian Coughlan
Respondent Lawyers(s): Patricia L. Moore
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
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| 10-04112 | 09/28/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Charles Strickler
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Charles E. Farnsworth, Joseph M. O'Connor, Daniel Martell
Hearing Site: San Francisco, CA
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