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FINRA Awards for Peter F. Carr

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0340604/26/2013Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Robert Quinn
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Brian J. Dunn
Hearing Site: Boston, MA
10-0459905/02/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeremy St. Jean
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Nelson P. Lovins
Hearing Site: Boston, MA
10-0186606/30/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Pauline Sheedy
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Shari B. Broder
Hearing Site: Boston, MA

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