Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02790 | 02/25/2014 | Claimant(s): Regina Coppens, as Trustee of the Regina Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Susan George Arbitrator(s): Shari B. Broder Hearing Site: Augusta, ME |  | Expungement |
| 13-00844 | 10/04/2013 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Jeffrey Wesson Respondent Lawyers(s): Jeffrey Wesson Arbitrator(s): Shari B. Broder Hearing Site: Manchester, NH | ||
| 11-00457 | 01/25/2012 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Charles Kopp, III Respondent Lawyers(s): Charles W. Kopp Arbitrator(s): Shari B. Broder Hearing Site: Hartford, CT | ||
| 10-01866 | 06/30/2011 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): Pauline Sheedy Respondent Lawyers(s): Peter F. Carr Arbitrator(s): Shari B. Broder Hearing Site: Boston, MA |