Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00699 | 06/11/2014 | Claimant(s): Edward C. Hope IRA by Marilyn Hope sole, Marilyn J. Hope IRA, Hope Irrevocable Grantor Trust by Barbar Claimant Lawyers(s): William B. Young Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Susan George Arbitrator(s): Robert E. Anderson, Emily Diamond, Felicia T. Farber Hearing Site: Newark, NJ |  | Expungement |
| 11-02790 | 02/25/2014 | Claimant(s): Regina Coppens, as Trustee of the Regina Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Susan George Arbitrator(s): Shari B. Broder Hearing Site: Augusta, ME | | Expungement |