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FINRA Awards for Edward C. Hope IRA by Marilyn Hope sole

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0069906/11/2014Claimant(s): Edward C. Hope IRA by Marilyn Hope sole, Marilyn J. Hope IRA, Hope Irrevocable Grantor Trust by Barbar
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Susan George
Arbitrator(s): Robert E. Anderson, Emily Diamond, Felicia T. Farber
Hearing Site: Newark, NJ
Checkmark IconExpungement

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