FINRA Awards for Daniel J. Dwyer

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01671	10/12/2018	Claimant(s): Margaret Lee, Robert Lee Claimant Lawyers(s): Daniel J. Dwyer Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Susan E. Maloney Hearing Site: Boston, MA		$34,537
12-04119	01/06/2014	Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): William Gourd Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): Mary L. Merkle, Keely D. Parr, Robert Elliot Harrison Hearing Site: New York, NY
11-01807	06/06/2013	Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Peter Mullen Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): Madelon M. Rosenfeld, Martin Hunger, Ivan W. Harper Hearing Site: New York, NY
10-04088	04/26/2013	Claimant(s): Lehman Brothers Holdings Inc., as assign Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Mary Kenworthy Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): John N. Polakas, Michelle Jacobowitz Gallagher Hearing Site: New York, NY
10-04080	09/11/2012	Claimant(s): Lehman Brothers Holdings Inc. as assigne Claimant Lawyers(s): Barry S. Gold Respondent(s): Robert Reilly Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos Hearing Site: Boston, MA