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FINRA Awards for Lehman Brothers Holdings Inc. as assigne

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0408009/11/2012Claimant(s): Lehman Brothers Holdings Inc. as assigne
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Robert Reilly
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos
Hearing Site: Boston, MA
10-0409006/22/2011Claimant(s): Lehman Brothers Holdings Inc. as assigne
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Marlon Smith
Respondent Lawyers(s): Marlon R. Smith
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY

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