| 14-00249 | 03/04/2016 | Claimant(s): McDermott Investment Services
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Marilee Hill, Concorde Investment Services, The Estate of Chester Ju, The Estate of Shirley Jean Ju
Respondent Lawyers(s): Derek Domian, Gerry J. Kowalski, H. Thomas Fehn, Richard J. Rosensweig
Arbitrator(s): Anne Q. Uno, Jane A. Smith, Oliver P. Roche
Hearing Site: Washington, DC
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| 10-05736 | 12/02/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ilene Barbara Zatkin-Butler, Mitchell S. Friedman, William A. Rome
Hearing Site: New York, NY
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| 12-03671 | 05/23/2013 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): David Konsky d/b/a Forest Advisors
Respondent Lawyers(s): David Konsky
Arbitrator(s): David Finnegan
Hearing Site: New York, NY
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| 10-05737 | 02/11/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Brian Coughlan
Respondent Lawyers(s): Patricia L. Moore
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
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| 10-04918 | 01/10/2013 | Claimant(s): Lehman Brothers Holdings Inc
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Joseph Boutross
Respondent Lawyers(s): Joseph Boutross
Arbitrator(s): Alan M. Wolper, Howard Z. Gopman, Allen D. Schwartz
Hearing Site: Chicago, IL
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| 11-01774 | 10/17/2012 | Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Adam Sloan
Respondent Lawyers(s): James R. Hubbard
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
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| 10-04080 | 09/11/2012 | Claimant(s): Lehman Brothers Holdings Inc. as assigne
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Robert Reilly
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos
Hearing Site: Boston, MA
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| 10-05280 | 07/09/2012 | Claimant(s): Jack Shuster
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Jordan Netburn, Axiom Capital Management.
Respondent Lawyers(s): Barry S. Gold, Sophia Ree
Arbitrator(s): Michael E. Scullin
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-04115 | 06/21/2012 | Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Kevin Kramer
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Audrey H. Ruben, Karen A. Lockwood, Robert B. Hansohn
Hearing Site: Los Angeles, CA
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| 10-04099 | 01/20/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Daniel Laiter
Respondent Lawyers(s): Bernard S. Mandler
Arbitrator(s): Bruce K. Isenberg, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
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