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FINRA Awards for Barbara-Ann Boehler

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0372112/04/2015Claimant(s): Arthur Carr
Claimant Lawyers(s): Arthur T. Carr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Bury
Arbitrator(s): James R. Collins, John Klinetob, Barbara-Ann Boehler
Hearing Site: Boston, MA
14-0249606/23/2015Claimant(s): Cheri Jewison, Ameriprise Financial Services.
Claimant Lawyers(s): Susan E. Sheely
Respondent(s): Alan Horowitz
Respondent Lawyers(s): Alan Horowitz
Arbitrator(s): Tom L. Peterson, Evalyn Lipton Fishbein, Barbara-Ann Boehler
Hearing Site: Boston, MA
Expungement
10-0408009/11/2012Claimant(s): Lehman Brothers Holdings Inc. as assigne
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Robert Reilly
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos
Hearing Site: Boston, MA

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