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FINRA Awards for Arthur T. Carr

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0372112/04/2015Claimant(s): Arthur Carr
Claimant Lawyers(s): Arthur T. Carr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Bury
Arbitrator(s): James R. Collins, John Klinetob, Barbara-Ann Boehler
Hearing Site: Boston, MA

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