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FINRA Awards for Axiom Capital Management.

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0272905/06/2021Claimant(s): Jeffry Schneider
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): CIBC World Markets Corp., Axiom Capital Management.
Respondent Lawyers(s): Elizabeth R. Aylett, Eric L. Miller
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
17-0100804/19/2018Claimant(s): Cat Trail Capital LLC
Claimant Lawyers(s): Ira Belsky
Respondent(s): Mark Martino, Axiom Capital Management.
Respondent Lawyers(s): Mark J. Hyland
Arbitrator(s): Paul Smith Besson, Charles W. Danis, James Rosenblum
Hearing Site: Hartford, CT
Checkmark Icon$0
16-0084203/08/2017Claimant(s): Richard Davis
Claimant Lawyers(s): Ira M. Belsky
Respondent(s): Gregory Osborn, Axiom Capital Management.
Respondent Lawyers(s): Gregory Jerome Ptasienski Osborn, William F. Dahill
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$36,667
13-0048411/22/2013Claimant(s): Scherock Holding LLC, Leonard J. Scherock Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Axiom Capital Management.
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): Matthew Loguercio, Stephen A. Weiner, Thomas E. Mehrtens
Hearing Site: New York, NY
Checkmark IconExpungement
10-0528007/09/2012Claimant(s): Jack Shuster
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Jordan Netburn, Axiom Capital Management.
Respondent Lawyers(s): Barry S. Gold, Sophia Ree
Arbitrator(s): Michael E. Scullin
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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