| 16-02686 | 04/13/2017 | Claimant(s): Howard Shapiro, Iris Hahn, Marcia Shapiro
Claimant Lawyers(s): David Edgar Bamberger
Respondent(s): Ilan Preis
Respondent Lawyers(s): Ilan Nathan Preis
Arbitrator(s): David I. Goldblatt, Ellyn S. Roth, Thomas E. Mehrtens
Hearing Site: New York, NY
|  | $531,165 |
| 13-00484 | 11/22/2013 | Claimant(s): Scherock Holding LLC, Leonard J. Scherock Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Axiom Capital Management.
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): Matthew Loguercio, Stephen A. Weiner, Thomas E. Mehrtens
Hearing Site: New York, NY
| | Expungement |
| 11-04486 | 05/15/2013 | Claimant(s): Marla Behrman
Claimant Lawyers(s): Eric J. Brenner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Brian J. Ellis, Jay W. Freiberg
Arbitrator(s): Keely D. Parr, Thomas E. Mehrtens, Morton L. Gitter
Hearing Site: New York, NY
| | Declaratory judgment about designated beneficiaries. |
| 09-04104 | 07/30/2010 | Claimant(s): Rome Arnold
Claimant Lawyers(s): Michael G. Berger
Respondent(s): Bank of America Securities
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Martin Mushkin, Thomas E. Mehrtens, Stephanie Tereasa Failla
Hearing Site: New York, NY
| | |
| 06-04633 | 11/26/2007 | Claimant(s): Robert and Saundra Koenigsberg
Claimant Lawyers(s): Robert and Saundra Koenigsberg
Respondent(s): Debra Mamber, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Thomas E. Mehrtens
Hearing Site: New York, NY
| | $0 |
