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FINRA Awards for Howard Shapiro

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0028205/16/2017Claimant(s): Howard Shapiro, Marcia Shapiro
Claimant Lawyers(s): David Edgar Bamberger
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Stephen M. Gross, Mary Lou McGanney, William James Cortellessa
Hearing Site: New York, NY
Checkmark IconExpungement
16-0268604/13/2017Claimant(s): Howard Shapiro, Iris Hahn, Marcia Shapiro
Claimant Lawyers(s): David Edgar Bamberger
Respondent(s): Ilan Preis
Respondent Lawyers(s): Ilan Nathan Preis
Arbitrator(s): David I. Goldblatt, Ellyn S. Roth, Thomas E. Mehrtens
Hearing Site: New York, NY
Checkmark Icon$531,165

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