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FINRA Awards for Bank of America Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0410407/30/2010Claimant(s): Rome Arnold
Claimant Lawyers(s): Michael G. Berger
Respondent(s): Bank of America Securities
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Martin Mushkin, Thomas E. Mehrtens, Stephanie Tereasa Failla
Hearing Site: New York, NY
09-0142407/06/2010Claimant(s): David Chappelle, Michael Healy
Claimant Lawyers(s): Louis L. Lesesne
Respondent(s): Bank of America Securities
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): M. Bruce Adelberg, James Edward Banks, Kenneth B. Orenbach
Hearing Site: Charlotte, NC

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