| 13-03622 | 12/29/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): John G. McDonald
Respondent(s): Ronald Pyle
Respondent Lawyers(s): Mark A. Nebrig
Arbitrator(s): C. Marcus Harris, M. Bruce Adelberg, Walter J. Wylie
Hearing Site: Columbia, SC
| | |
| 09-01424 | 07/06/2010 | Claimant(s): David Chappelle, Michael Healy
Claimant Lawyers(s): Louis L. Lesesne
Respondent(s): Bank of America Securities
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): M. Bruce Adelberg, James Edward Banks, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
| | |
| 08-04948 | 03/30/2010 | Claimant(s): The Westervelt Company
Claimant Lawyers(s): Peter R. Sonderby
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Jonathan Rosenberg
Arbitrator(s): Kendall P. Hill, Fred M. Ridolphi, M. Bruce Adelberg
Hearing Site: Birmingham, AL
|  | $6,025,000 |
| 07-03126 | 09/04/2009 | Claimant(s): Jerry Maye, Rita Maye
Claimant Lawyers(s): Rita H. Maye
Respondent(s): Mark Gandossy, Legacy Financial Services.
Respondent Lawyers(s): Derek C. Anderson, Michael J. Ernst
Arbitrator(s): Zeb E. Barnhardt, M. Bruce Adelberg, Robert S. Zuckerman
Hearing Site: Charlotte, NC
| | Settlement |
