Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00248 | 10/02/2018 | Claimant(s): John Kincaid Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC, Legacy Financial Services. Respondent Lawyers(s): Christina Vourakis, Michael J. Ernst Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 07-03126 | 09/04/2009 | Claimant(s): Jerry Maye, Rita Maye Claimant Lawyers(s): Rita H. Maye Respondent(s): Mark Gandossy, Legacy Financial Services. Respondent Lawyers(s): Derek C. Anderson, Michael J. Ernst Arbitrator(s): Zeb E. Barnhardt, M. Bruce Adelberg, Robert S. Zuckerman Hearing Site: Charlotte, NC |  | Settlement |