Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00248 | 10/02/2018 | Claimant(s): John Kincaid Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC, Legacy Financial Services. Respondent Lawyers(s): Christina Vourakis, Michael J. Ernst Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 13-01619 | 06/24/2014 | Claimant(s): Charles Liotta Trust dtd 3/8/94 Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): John Kincaid, Cetera Advisors LLC Respondent Lawyers(s): Stanley C. Morris Arbitrator(s): Richard L. Rubin Hearing Site: San Francisco, CA |  | Expungement |