| 22-00417 | 10/04/2022 | Claimant(s): Kristan Gregory
Claimant Lawyers(s): Parisis G. Filippatos
Respondent(s): Arena Financial Services
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 20-03693 | 10/14/2021 | Claimant(s): Sandra Rose
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 18-00795 | 12/13/2019 | Claimant(s): Susan Greenwood
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): NatWest Markets Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Martin Jay Siegel, Michael H DuBoff, Mary P. Bass
Hearing Site: New York, NY
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| 15-02230 | 02/10/2017 | Claimant(s): Michael Bissmeyer
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Eugene G. P. Byrne, Alfreida B. Kenny, Brian Lawrence Berlandi
Hearing Site: New York, NY
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| 15-01963 | 01/20/2017 | Claimant(s): Hirak Biswas
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Anna M. Fanelli, Mitchell Jay Bayer, Richard Gee
Hearing Site: New York, NY
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| 15-00973 | 07/01/2016 | Claimant(s): Keith Lind
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): David S. Billet, Allan N. Taffet, John J. Vesey
Hearing Site: New York, NY
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| 10-05583 | 02/23/2016 | Claimant(s): John Delaney
Claimant Lawyers(s): Jonathan Honig
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Karen Isabel Bedrosian - Richardson, Toby Susan DeSimone, Adam M. Kauff
Hearing Site: New York, NY
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| 09-01424 | 07/06/2010 | Claimant(s): David Chappelle, Michael Healy
Claimant Lawyers(s): Louis L. Lesesne
Respondent(s): Bank of America Securities
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): M. Bruce Adelberg, James Edward Banks, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
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