| 21-00999 | 12/21/2021 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David F. Feldstein
Arbitrator(s): Martin Jay Siegel, Joan M. Traub, Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 18-00795 | 12/13/2019 | Claimant(s): Susan Greenwood
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): NatWest Markets Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Martin Jay Siegel, Michael H DuBoff, Mary P. Bass
Hearing Site: New York, NY
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| 14-00278 | 12/05/2018 | Claimant(s): Christopher Tisi
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Martin Jay Siegel, Sherri L. Hughes, John Michael Bergin
Hearing Site: New York, NY
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| 14-03853 | 11/15/2016 | Claimant(s): Joseph Ventura, William Tell Services
Claimant Lawyers(s): Wayne A. Smith
Respondent(s): Daniel Mccarty, Richard Pombo, Steven Mannato, Steven Yezzo
Respondent Lawyers(s): Laurie Styka Bloom, Matthew D. Wagoner
Arbitrator(s): Martin Jay Siegel, Timothy A Meigher, Katherine Levitan
Hearing Site: Albany, NY
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| 16-00551 | 08/09/2016 | Claimant(s): Eric Berger
Claimant Lawyers(s): Ted Poretz
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Martin Jay Siegel, Arnold Wagner, Annamaria Boccia Smith
Hearing Site: New York, NY
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| 15-01305 | 07/21/2016 | Claimant(s): Roy Coppedge
Claimant Lawyers(s): Elliot Felig
Respondent(s): Jeffrey Miller, Jeffrey Tabak, Miller Tabak & Co.
Respondent Lawyers(s): Thomas Decea
Arbitrator(s): Martin Jay Siegel, James J. Fishman, Betty Chen
Hearing Site: New York, NY
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| 14-02024 | 03/16/2015 | Claimant(s): Michele Skupp
Claimant Lawyers(s): Alan R. Skupp
Respondent(s): Miller Tabak + Co.
Respondent Lawyers(s): Jeffrey D. Miller
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
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| 14-00849 | 12/10/2014 | Claimant(s): Michael Ovitt
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
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| 14-00570 | 09/09/2014 | Claimant(s): Josef Najar
Claimant Lawyers(s): David Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin Jay Siegel, George Sommerfeld, Carol Maria Luttati
Hearing Site: New York, NY
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| 13-00337 | 11/15/2013 | Claimant(s): Dong Lee
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Martin Jay Siegel, Walter Michael Mathews, Joanne Basso Mack
Hearing Site: New York, NY
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